Gale Fournier J. III 4

4 · REGIONS FINANCIAL CORP · Filed Apr 3, 2019

Insider Transaction Report

Form 4

Period: 2019-04-01

REGIONS FINANCIAL CORPRF

Gale Fournier J. III

SEVP & GC

Transactions

Exercise/Conversion
Common Stock
[F1]
2019-04-01+46,239→ 155,557 total
Exercise/Conversion
Common Stock
[F2]
2019-04-01+36,991→ 192,548 total
Tax Payment
Common Stock
2019-04-01$14.67/sh−36,913$541,514→ 155,635 total
Exercise/Conversion
Performance Stock Units - 2016
[F1]
2019-04-01−36,991→ 0 total
→ Common Stock (46,238.75 underlying)
Award
Performance Stock Units (2019)
[F3][F4][F5]
2019-04-01+26,508→ 26,508 total
→ Common Stock (39,762 underlying)
Award
Restricted Stock Units
[F6][F7]
2019-04-01+26,508→ 111,354 total
Exercise: $0.00→ Common Stock (26,508 underlying)
Exercise/Conversion
Restricted Stock Units
[F2]
2019-04-01−36,991→ 74,363 total
Exercise: $0.00→ Common Stock (36,991 underlying)

Holdings

Depositary Shares Representing Series A Preferred Stock
8,000

Footnotes (7)

[F1]The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.
[F2]The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.
[F3]Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.
[F4]The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.
[F5]The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.
[F6]Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
[F7]The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Signature

Lachelle S. Koon - Attorney -in-Fact|2019-04-03

Documents

1 file

4
doc4.xmlPrimary