Freeland Richard Joseph 4
4 · CUMMINS INC · Filed Apr 8, 2019
Insider Transaction Report
Form 4
CUMMINS INCCMI
Freeland Richard Joseph
VP, Pres-WW Dist Business
Transactions
- Award
Stock Option (Right-to-Buy)
2019-04-04+37,000→ 37,000 totalExercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (37,000 underlying)
Holdings
- 6,671
Common
- 2,887.52(indirect: By 401(k))
Common
- 11,027(indirect: By Trust)
Common
- 48,500
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (48,500 underlying) - 22,340
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (22,340 underlying) - 31,270
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (31,270 underlying) - 26,070
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (26,070 underlying) - 8,150
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (8,150 underlying) - 12,290
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (12,290 underlying) - 1,960
Stock Option (Right-to-Buy)
Exercise: $154.20From: 2017-07-16Exp: 2024-07-16→ Common (1,960 underlying) - 6,947(indirect: By GRAT #2)
Common
- 16,450
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (16,450 underlying) - 11,030
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (11,030 underlying)
Footnotes (1)
- [F1]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.