Bottone Arthur A. Jr. 4
4 · FUELCELL ENERGY INC · Filed Apr 9, 2019
Insider Transaction Report
Form 4
Bottone Arthur A. Jr.
Sr VP Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2019-04-05+102,996→ 363,080 total - Exercise/Conversion
Common Stock
2019-04-08+110,167→ 441,776 total - Tax Payment
Common Stock
2019-04-08$0.30/sh−31,728$9,518→ 402,658 total - Exercise/Conversion
Employee Restricted Stock Unit
2019-04-08−110,167→ 416,160 total→ Common Stock (110,167 underlying) - Tax Payment
Common Stock
2019-04-05$0.31/sh−31,471$9,756→ 331,609 total - Tax Payment
Common Stock
2019-04-08$0.30/sh−7,390$2,217→ 434,386 total - Exercise/Conversion
Employee Restricted Stock Unit
2019-04-05−102,996→ 526,327 total→ Common Stock (102,996 underlying)
Footnotes (4)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis.
- [F2]Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016.
- [F3]On April 5, 2018, the reporting person was granted 308,989 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
- [F4]On April 6, 2017. The reporting person was granted 330,500 restricted stock units, which vest 1/3 on each of the first, second, and third anniversaries of the date of grant, subject to continued employment.