4//SEC Filing
FALK THOMAS J 4
Accession 0001225208-19-007174
CIK 0000055785other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 2:50 PM ET
Size
25.5 KB
Accession
0001225208-19-007174
Insider Transaction Report
Form 4
FALK THOMAS J
DirectorChairman of the Board and CEO
Transactions
- Sale
Common Stock
2019-04-23$129.09/sh−6,217$802,553→ 105,000 total - Exercise/Conversion
Common Stock
2019-04-24$110.72/sh+114,751$12,705,231→ 114,751 total - Exercise/Conversion
Common Stock
2019-04-23$110.72/sh+27,500$3,044,800→ 111,217 total - Sale
Common Stock
2019-04-23$126.24/sh−105,000$13,255,200→ 0 total - Sale
Common Stock
2019-04-24$125.12/sh−66,937$8,375,157→ 0 total - Exercise/Conversion
Common Stock
2019-04-23$107.51/sh+83,717$9,000,030→ 83,717 total - Sale
Common Stock
2019-04-24$124.55/sh−47,814$5,955,234→ 66,937 total - Sale
Common Stock
2019-04-23$125.74/sh−77,610$9,758,681→ 599,956 total(indirect: Held by TKM II, Ltd.) - Exercise/Conversion
Stock Option (Right to Buy)
2019-04-23−83,717→ 0 totalExercise: $107.51Exp: 2024-04-30→ Common Stock (83,717 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-04-23−27,500→ 114,751 totalExercise: $110.72Exp: 2025-04-29→ Common Stock (27,500 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-04-24−114,751→ 0 totalExercise: $110.72Exp: 2025-04-29→ Common Stock (114,751 underlying)
Holdings
- 99,411(indirect: Held by TKM, Ltd.)
Common Stock
- 15,381.4(indirect: By 401(k))
Common Stock
Footnotes (11)
- [F1]This transaction was executed in multiple trades at prices ranging from $129.00 to $129.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F10]Stock options are fully vested and exercisable
- [F11]All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.
- [F2]This transaction was executed in multiple trades at prices ranging from $126.00 to $126.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $124.37 to $124.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $124.74 to $125.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $125.42 to $126.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners.
- [F7]Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
- [F8]TKM, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
- [F9]Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
Documents
Issuer
KIMBERLY CLARK CORP
CIK 0000055785
Entity typeother
Related Parties
1- filerCIK 0001222890
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 2:50 PM ET
- Size
- 25.5 KB