4//SEC Filing
FALK THOMAS J 4
Accession 0001225208-19-007929
CIK 0000055785other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 3:41 PM ET
Size
13.4 KB
Accession
0001225208-19-007929
Insider Transaction Report
Form 4
FALK THOMAS J
DirectorChairman of the Board and CEO
Transactions
- Exercise/Conversion
Common Stock
2019-05-13$103.06/sh+58,218$5,999,947→ 58,218 total - Sale
Common Stock
2019-05-13$127.85/sh−46,709$5,971,802→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-13−58,218→ 135,844 totalExercise: $103.06Exp: 2028-05-09→ Common Stock (58,218 underlying) - Sale
Common Stock
2019-05-13$127.23/sh−11,509$1,464,292→ 46,709 total
Holdings
- 15,381.4(indirect: By 401(k))
Common Stock
- 599,956(indirect: Held by TKM II, Ltd.)
Common Stock
- 99,411(indirect: Held by TKM, Ltd.)
Common Stock
Footnotes (7)
- [F1]This transaction was executed in multiple trades at prices ranging from $127.05 to $127.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $127.36 to $128.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
- [F4]TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners.
- [F5]TKM, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
- [F6]Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
- [F7]In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.
Documents
Issuer
KIMBERLY CLARK CORP
CIK 0000055785
Entity typeother
Related Parties
1- filerCIK 0001222890
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 3:41 PM ET
- Size
- 13.4 KB