Williams Julia Ann 4

4 · SenesTech, Inc. · Filed Jun 20, 2019

Form 4

Period: 2019-06-18

Director

Transactions

Exercise/Conversion
Common Stock
2019-06-18+7,692→ 154,779 total(indirect: By Trust)
Award
Stock Option (right to buy)
2019-06-18+18,535→ 18,535 total
Exercise: $1.42Exp: 2024-06-18→ Common Stock (18,535 underlying)
Award
Restricted Stock Units
2019-06-18+8,451→ 8,451 total
Exp: 2020-06-18→ Common Stock (8,451 underlying)
Exercise/Conversion
Restricted Stock Units
2019-06-18−7,692→ 0 total
→ Common Stock (7,692 underlying)

Holdings

Common Stock
(indirect: HERO)
8,000
Common Stock
(indirect: Flagstaff Emergency Physicians Profit Sharing Plan)
23,750
Common Stock
(indirect: By LLC)
5,000

Footnotes (6)

[F1]The restricted stock units are settled for shares of common stock on a one-for-one basis.
[F2]The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
[F3]Humanitarian Efforts Reaching Out, a nonprofit Arizona Corporation ("HERO"). Dr. Williams is the founder and President of HERO.
[F4]The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).
[F5]The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).
[F6]The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the one-year anniversary of the date of grant will vest as of such date (subject to recipient's continued service to the Company through such vesting dates).

Documents

1 file