4//SEC Filing
Simms Richard 4
Accession 0001225208-19-010650
CIK 0000895456other
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 4:31 PM ET
Size
18.5 KB
Accession
0001225208-19-010650
Insider Transaction Report
Form 4
Simms Richard
President-Retail Sales
Transactions
- Exercise/Conversion
Common Stock, without par value
2019-07-26$11.55/sh+2,000$23,100→ 8,595 total - Exercise/Conversion
Common Stock, without par value
2019-07-26$11.56/sh+1,800$20,808→ 10,395 total - Exercise/Conversion
Common Stock, without par value
2019-07-26$14.57/sh+400$5,828→ 11,695 total - Exercise/Conversion
Stock Option (right to buy)
2019-07-26−2,000→ 3,000 totalExercise: $11.55Exp: 2027-01-03→ Common Stock, without par value (2,000 underlying) - Exercise/Conversion
Common Stock, without par value
2019-07-26$13.42/sh+900$12,078→ 11,295 total - Exercise/Conversion
Stock Option (right to buy)
2019-07-26−400→ 0 totalExercise: $14.57Exp: 2024-01-02→ Common Stock, without par value (400 underlying) - Sale
Common Stock, without par value
2019-07-26$30.24/sh−8,200$247,977→ 3,495 total - Exercise/Conversion
Stock Option (right to buy)
2019-07-26−1,800→ 1,200 totalExercise: $11.56Exp: 2026-01-04→ Common Stock, without par value (1,800 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-07-26−900→ 600 totalExercise: $13.42Exp: 2025-01-02→ Common Stock, without par value (900 underlying)
Footnotes (2)
- [F1]Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- [F2]Option vests 20% per year beginning on the first anniversary of the date of grant.
Documents
Issuer
ROCKY BRANDS, INC.
CIK 0000895456
Entity typeother
Related Parties
1- filerCIK 0001516233
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 4:31 PM ET
- Size
- 18.5 KB