Simms Richard 4

4 · ROCKY BRANDS, INC. · Filed Jul 30, 2019

Form 4

Period: 2019-07-26

President-Retail Sales

Transactions

Exercise/Conversion
Common Stock, without par value
2019-07-26$11.55/sh+2,000$23,100→ 8,595 total
Exercise/Conversion
Common Stock, without par value
2019-07-26$11.56/sh+1,800$20,808→ 10,395 total
Exercise/Conversion
Common Stock, without par value
2019-07-26$14.57/sh+400$5,828→ 11,695 total
Exercise/Conversion
Stock Option (right to buy)
2019-07-26−2,000→ 3,000 total
Exercise: $11.55Exp: 2027-01-03→ Common Stock, without par value (2,000 underlying)
Exercise/Conversion
Common Stock, without par value
2019-07-26$13.42/sh+900$12,078→ 11,295 total
Exercise/Conversion
Stock Option (right to buy)
2019-07-26−400→ 0 total
Exercise: $14.57Exp: 2024-01-02→ Common Stock, without par value (400 underlying)
Sale
Common Stock, without par value
2019-07-26$30.24/sh−8,200$247,977→ 3,495 total
Exercise/Conversion
Stock Option (right to buy)
2019-07-26−1,800→ 1,200 total
Exercise: $11.56Exp: 2026-01-04→ Common Stock, without par value (1,800 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-07-26−900→ 600 total
Exercise: $13.42Exp: 2025-01-02→ Common Stock, without par value (900 underlying)

Footnotes (2)

[F1]Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
[F2]Option vests 20% per year beginning on the first anniversary of the date of grant.

Documents

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