4//SEC Filing
Dempsey Joseph Francis Jr 4
Accession 0001225208-19-010896
CIK 0001723596other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 3:30 PM ET
Size
8.9 KB
Accession
0001225208-19-010896
Insider Transaction Report
Form 4
Dempsey Joseph Francis Jr
EVP & Head Commercial Banking
Transactions
- Award
Common Stock
2019-08-02$15.10/sh+41.391$625→ 648.618 total(indirect: By Stock-Based Deferral Plan)
Holdings
- 5,000
Common Stock
- 1,000(indirect: By IRA)
Common Stock
- 44,231(indirect: By Stock Award)
Common Stock
- 108,235
Stock Options (right to buy)
Exercise: $15.60From: 2020-07-23Exp: 2029-07-23→ Common Stock (108,235 underlying)
Footnotes (4)
- [F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
- [F2]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
- [F3]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.
- [F4]This form reflects a revised number of options owned by the reporting person based on the final Black-Scholes valuation.
Documents
Issuer
Columbia Financial, Inc.
CIK 0001723596
Entity typeother
Related Parties
1- filerCIK 0001753597
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 3:30 PM ET
- Size
- 8.9 KB