Home/Filings/4/0001225208-19-011997
4//SEC Filing

LUCIA WILLIAM C 4

Accession 0001225208-19-011997

CIK 0001196501other

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 4:06 PM ET

Size

19.2 KB

Accession

0001225208-19-011997

Insider Transaction Report

Form 4
Period: 2019-08-28
LUCIA WILLIAM C
DirectorPresident and COO
Transactions
  • Sale

    Common Stock

    2019-08-28$37.06/sh29,046$1,076,445143,332 total
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    2019-08-2829,0462,959 total
    Exercise: $13.94Exp: 2023-03-01Common Stock (29,046 underlying)
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    2019-08-292,529430 total
    Exercise: $13.94Exp: 2023-03-01Common Stock (2,529 underlying)
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    2019-08-304300 total
    Exercise: $13.94Exp: 2023-03-01Common Stock (430 underlying)
  • Exercise/Conversion

    Common Stock

    2019-08-28$13.94/sh+29,046$404,901172,378 total
  • Sale

    Common Stock

    2019-08-29$37.10/sh2,529$93,826143,332 total
  • Exercise/Conversion

    Common Stock

    2019-08-29$13.94/sh+2,529$35,254145,861 total
  • Exercise/Conversion

    Common Stock

    2019-08-30$13.94/sh+430$5,994143,762 total
  • Sale

    Common Stock

    2019-08-30$37.00/sh430$15,910143,332 total
Holdings
  • Common Stock

    (indirect: By Trust)
    636,191
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.34, inclusive.
  • [F3]These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 779,523 shares following the transactions reported on this Form 4.
  • [F4]The option vested in three equal installments on March 2, 2017, 2018 and 2019.

Documents

1 file

Issuer

HMS HOLDINGS CORP

CIK 0001196501

Entity typeother

Related Parties

1
  • filerCIK 0001209904

Filing Metadata

Form type
4
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 4:06 PM ET
Size
19.2 KB