4//SEC Filing
Gill Charles D 4
Accession 0001225208-19-012422
CIK 0000101829other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 4:25 PM ET
Size
17.7 KB
Accession
0001225208-19-012422
Insider Transaction Report
Form 4
Gill Charles D
Senior VP and General Counsel
Transactions
- Disposition to Issuer
Common Stock
2019-09-11$135.04/sh−13,821$1,866,388→ 51,060 total - Sale
Common Stock
2019-09-11$135.09/sh−11,179$1,510,121→ 101,279 total - Disposition to Issuer
Common Stock
2019-09-11$135.00/sh−14,102$1,903,770→ 36,958 total - Exercise/Conversion
Stock Appreciation Right
2019-09-11−75,500→ 0 totalExercise: $74.66From: 2015-01-03Exp: 2022-01-02→ Common Stock (75,500 underlying) - Disposition to Issuer
Common Stock
2019-09-11$135.11/sh−13,814$1,866,410→ 64,881 total - Exercise/Conversion
Common Stock
2019-09-11$74.66/sh+75,500$5,636,830→ 112,458 total - Sale
Common Stock
2019-09-11$135.08/sh−11,186$1,511,013→ 90,093 total - Sale
Common Stock
2019-09-11$134.96/sh−11,398$1,538,234→ 78,695 total
Holdings
- 8,910(indirect: By Trust)
Common Stock
- 1,546.02(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock, which in this instance occurred in three lots, is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
- [F2]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.07 to $135.15 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $134.95 to $135.03 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
UNITED TECHNOLOGIES CORP /DE/
CIK 0000101829
Entity typeother
Related Parties
1- filerCIK 0001395028
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 4:25 PM ET
- Size
- 17.7 KB