HYLTON LAURIE G 4

Accession 0001225208-19-014129

CIK 0000350797other

View on SEC.gov Company Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 4:14 PM ET

Size

23.5 KB

Accession

0001225208-19-014129

Insider Transaction Report

Form 4

Period: 2019-11-01

EATON VANCE CORPEV

HYLTON LAURIE G

VP & Chief Accounting Officer

Transactions

Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2019-11-03$46.15/sh−1,196$55,195→ 242,197 total
Award
Eaton Vance Corp. Non-voting Common Stock
2019-11-01+10,967→ 245,872 total
Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2019-11-01$46.15/sh−1,626$75,040→ 244,246 total
Award
Option (right to buy)
2019-11-01+51,915→ 51,915 total
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (51,915 underlying)
Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2019-11-02$46.15/sh−853$39,366→ 243,393 total

Holdings

Option (right to buy)
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (34,840 underlying)
34,840
Voting Trust Receipt
18,623
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (58,380 underlying)
58,380
Option (right to buy)
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (55,104 underlying)
55,104
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
18,623
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,861 underlying)
20,861
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (51,360 underlying)
51,360
Eaton Vance Corp. Non-voting Common Stock
(indirect: By Children)
9,080
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (51,000 underlying)
51,000
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (32,240 underlying)
32,240

Footnotes (11)

[F1]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
[F10]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F11]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F2]Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
[F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F4]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F5]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F6]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F7]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F8]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F9]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

4
doc4.xmlPrimary

Issuer

EATON VANCE CORP

CIK 0000350797

→

Entity typeother

Related Parties

filerCIK 0001245652

Filing Metadata

Form type: 4
Filed: Nov 4, 7:00 PM ET
Accepted: Nov 5, 4:14 PM ET
Size: 23.5 KB

View on SEC.gov