4//SEC Filing
TROCIN JEFFREY E 4
Accession 0001225208-19-014248
CIK 0000720005other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 3:07 PM ET
Size
6.3 KB
Accession
0001225208-19-014248
Insider Transaction Report
Form 4
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
- Sale
Common Stock
2019-11-05$88.09/sh−17,360$1,529,268→ 175,410 total
Holdings
- 5,874(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $88.00 to $88.21.
- [F3]Includes 74 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan.
- [F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 5, 2019.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001185788
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 3:07 PM ET
- Size
- 6.3 KB