TROCIN JEFFREY E 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 7, 2019
Insider Transaction Report
Form 4
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
- Sale
Common Stock
2019-11-05$88.09/sh−17,360$1,529,268→ 175,410 total
Holdings
- 5,874(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $88.00 to $88.21.
- [F3]Includes 74 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan.
- [F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 5, 2019.