4//SEC Filing
TROCIN JEFFREY E 4
Accession 0001225208-19-014656
CIK 0000720005other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:07 PM ET
Size
7.7 KB
Accession
0001225208-19-014656
Insider Transaction Report
Form 4
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-11-18−1,000→ 1,000 totalExp: 2020-11-18→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2019-11-18+1,000→ 176,410 total
Holdings
- 5,874(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
- [F3]RSUs vested 60% on 11/18/2018 and 20% on 11/18/2019, and will vest 20% on 11/18/2020.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001185788
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:07 PM ET
- Size
- 7.7 KB