TROCIN JEFFREY E 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 19, 2019
Insider Transaction Report
Form 4
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-11-18−1,000→ 1,000 totalExp: 2020-11-18→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2019-11-18+1,000→ 176,410 total
Holdings
- 5,874(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
- [F3]RSUs vested 60% on 11/18/2018 and 20% on 11/18/2019, and will vest 20% on 11/18/2020.