ROCKY BRANDS, INC.|4Nov 20, 12:09 PM ET

Brooks Jason 4

4 · ROCKY BRANDS, INC. · Filed Nov 20, 2019

Form 4

Period: 2019-11-19

DirectorChmn, President and CEO

Transactions

Exercise/Conversion
Common Stock, without par value
2019-11-19$11.55/sh+1,000$11,550→ 9,238 total
Exercise/Conversion
Common Stock, without par value
2019-11-19$13.42/sh+600$8,052→ 9,838 total
Exercise/Conversion
Stock Option (right to buy)
2019-11-19−1,000→ 3,000 total
Exercise: $11.55Exp: 2027-01-03→ Common Stock, without par value (1,000 underlying)
Exercise/Conversion
Common Stock, without par value
2019-11-19$14.57/sh+2,000$29,140→ 8,238 total
Exercise/Conversion
Stock Option (right to buy)
2019-11-19−2,000→ 0 total
Exercise: $14.57Exp: 2024-01-02→ Common Stock, without par value (2,000 underlying)
Exercise/Conversion
Common Stock, without par value
2019-11-19$11.56/sh+600$6,936→ 10,438 total
Exercise/Conversion
Stock Option (right to buy)
2019-11-19−600→ 1,200 total
Exercise: $11.56Exp: 2026-01-04→ Common Stock, without par value (600 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-11-19−600→ 600 total
Exercise: $13.42Exp: 2025-01-02→ Common Stock, without par value (600 underlying)

Footnotes (1)

[F1]Option vests 20% per year beginning on the first anniversary of the date of grant.

Documents

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