Home/Filings/4/0001225208-19-014740
4//SEC Filing

ACKART JENNIFER C 4

Accession 0001225208-19-014740

CIK 0000720005other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:16 PM ET

Size

14.2 KB

Accession

0001225208-19-014740

Insider Transaction Report

Form 4
Period: 2019-11-19
ACKART JENNIFER C
Chief Accounting Officer
Transactions
  • Tax Payment

    Common Stock

    2019-11-19$89.25/sh205$18,2969,872 total
  • Exercise/Conversion

    Common Stock

    2019-11-19+86010,077 total
  • Exercise/Conversion

    Common Stock

    2019-11-20$37.87/sh+4,000$151,48013,872 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2019-11-204,0000 total
    Exercise: $37.87Exp: 2019-11-29Common Stock (4,000 underlying)
  • Tax Payment

    Common Stock

    2019-11-20$88.97/sh1,808$160,85812,064 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-19860860 total
    Exp: 2020-11-19Common Stock (860 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    4,330
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2019.
  • [F3]RSUs vested 60% on 11/19/2018, 20% on 11/19/2019, and will vest 20% on 11/19/2020.
  • [F4]The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001181167

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:16 PM ET
Size
14.2 KB