RAYMOND JAMES FINANCIAL INC·4

Nov 25, 4:21 PM ET

TROCIN JEFFREY E 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 25, 2019

Insider Transaction Report

Form 4
Period: 2019-11-21
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
  • Award

    Common Stock

    2019-11-21+2,683179,093 total
  • Award

    Restricted Stock Units

    2019-11-22+2,0002,000 total
    Exp: 2024-11-22Common Stock (2,000 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    5,874
Footnotes (4)
  • [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2016.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
  • [F3]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F4]RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

Documents

1 file
  • 4
    doc4.xmlPrimary