Home/Filings/4/0001225208-19-015118
4//SEC Filing

JULIEN JEFFREY P 4

Accession 0001225208-19-015118

CIK 0000720005other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 6:56 AM ET

Size

9.3 KB

Accession

0001225208-19-015118

Insider Transaction Report

Form 4
Period: 2019-11-30
JULIEN JEFFREY P
Senior Vice President - Financ
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-303,0002,000 total
    Exp: 2021-11-30Common Stock (3,000 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-30+3,00046,587 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    6,060
  • Common Stock

    (indirect: By Spouse)
    919
  • Common Stock

    (indirect: ESOP)
    128
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
  • [F4]RSUs vested 60% on 11/30/2019, will vest 20% on 11/30/2020, and 20% on 11/30/2021.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001182753

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:56 AM ET
Size
9.3 KB