RAYMOND JAMES FINANCIAL INC·4

Dec 3, 6:56 AM ET

ACKART JENNIFER C 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 3, 2019

Insider Transaction Report

Form 4
Period: 2019-11-30
ACKART JENNIFER C
Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2019-11-30+1,80010,864 total
  • Tax Payment

    Common Stock

    2019-11-30$89.82/sh438$39,34110,426 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-301,8001,200 total
    Exp: 2021-11-30Common Stock (1,800 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    4,330
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2019.
  • [F3]RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021.

Documents

1 file
  • 4
    doc4.xmlPrimary