Home/Filings/4/0001225208-19-015182
4//SEC Filing

TROCIN JEFFREY E 4

Accession 0001225208-19-015182

CIK 0000720005other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 3:51 PM ET

Size

7.7 KB

Accession

0001225208-19-015182

Insider Transaction Report

Form 4
Period: 2019-11-30
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-303,0002,000 total
    Exp: 2021-11-30Common Stock (3,000 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-30+3,000182,093 total
Holdings
  • Common Stock

    (indirect: ESOP)
    5,874
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
  • [F3]RSUs vested 60% on 11/30/2019, will vest 20% on 11/30/2020, and 20% on 11/30/2021.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001185788

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:51 PM ET
Size
7.7 KB