RAYMOND JAMES FINANCIAL INC·4

Dec 3, 3:51 PM ET

TROCIN JEFFREY E 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 3, 2019

Insider Transaction Report

Form 4
Period: 2019-11-30
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-303,0002,000 total
    Exp: 2021-11-30Common Stock (3,000 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-30+3,000182,093 total
Holdings
  • Common Stock

    (indirect: ESOP)
    5,874
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
  • [F3]RSUs vested 60% on 11/30/2019, will vest 20% on 11/30/2020, and 20% on 11/30/2021.

Documents

1 file
  • 4
    doc4.xmlPrimary