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RAYMOND JAMES FINANCIAL INC·4

Dec 16, 5:06 PM ET

ACKART JENNIFER C 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 16, 2019

Insider Transaction Report

Form 4

Period: 2019-12-12

RAYMOND JAMES FINANCIAL INCRJF

ACKART JENNIFER C

Chief Accounting Officer

Transactions

Gift
Common Stock
2019-12-10−115→ 8,311 total
Sale
Common Stock
2019-12-12$90.50/sh−2,500$226,250→ 5,811 total
Exercise/Conversion
Common Stock
2019-12-15+291→ 6,102 total
Tax Payment
Common Stock
2019-12-15$90.88/sh−70$6,362→ 6,032 total
Award
Restricted Stock Units
2019-12-13+228→ 228 total
From: 2022-12-13Exp: 2022-12-13→ Common Stock (228 underlying)
Exercise/Conversion
Restricted Stock Units
2019-12-15−291→ 0 total
From: 2019-12-15Exp: 2019-12-15→ Common Stock (291 underlying)

Holdings

Common Stock
(indirect: ESOP)
4,330

Footnotes (3)

[F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2019.
[F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file

4
doc4.xmlPrimary