TROCIN JEFFREY E 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 17, 2019
Insider Transaction Report
Form 4
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
- Exercise/Conversion
Common Stock
2019-12-15+1,931→ 184,088 total - Award
Restricted Stock Units
2019-12-13+1,264→ 1,264 totalFrom: 2022-12-13Exp: 2022-12-13→ Common Stock (1,264 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-15−1,931→ 0 totalFrom: 2019-12-15Exp: 2019-12-15→ Common Stock (1,931 underlying)
Holdings
- 874(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes 64 shares of common stock acquired on December 3, 2019, pursuant to the registrant's Employee Stock Purchase Plan.
- [F3]Reflects dispositions under the diversification election provisions of the registrant's ESOP that were exempt from reporting under Section 16, as well as additional ESOP allocations in the reporting person's account through December 12, 2019.
- [F4]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.