RAYMOND JAMES FINANCIAL INC·4

Dec 17, 1:41 PM ET

JULIEN JEFFREY P 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 17, 2019

Insider Transaction Report

Form 4
Period: 2019-12-13
JULIEN JEFFREY P
Senior Vice President - Financ
Transactions
  • Award

    Restricted Stock Units

    2019-12-13+2,9532,953 total
    From: 2022-12-13Exp: 2022-12-13Common Stock (2,953 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-12-152,1550 total
    From: 2019-12-15Exp: 2019-12-15Common Stock (2,155 underlying)
  • Exercise/Conversion

    Common Stock

    2019-12-15+2,15548,742 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    6,060
  • Common Stock

    (indirect: By Spouse)
    919
  • Common Stock

    (indirect: ESOP)
    128
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through December 12, 2019.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2019.
  • [F4]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary