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RAYMOND JAMES FINANCIAL INC·4

Jan 3, 3:43 PM ET

JULIEN JEFFREY P 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Jan 3, 2020

Insider Transaction Report

Form 4
Period: 2020-01-02
RAYMOND JAMES FINANCIAL INCRJF
JULIEN JEFFREY P
Executive VP - Fin
Transactions
  • Exercise/Conversion

    Common Stock

    2020-01-02$55.49/sh+2,500$138,725→ 51,242 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    [F3]
    2020-01-02−2,500→ 0 total
    Exercise: $55.49Exp: 2021-11-20→ Common Stock (2,500 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    6,060

  • Common Stock

    [F1]
    (indirect: By Spouse)
    919

  • Common Stock

    [F2]
    (indirect: ESOP)
    128
Footnotes (3)
  • [F1]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through January 2, 2020.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 2, 2020.
  • [F3]Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
Signature
/s/ Jeffrey P. Julien by Jonathan J. Doyle as Attorney-in-Fact|2020-01-03

Documents

1 file
  • 4
    doc4.xmlPrimary