ODONOVAN JAMES J 4

4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 31, 2020

Insider Transaction Report

Form 4

Period: 2020-01-29

NEW YORK COMMUNITY BANCORP INCNYCB

ODONOVAN JAMES J

Director

Transactions

Other
Common Stock
2019-08-26$11.48/sh+4,937$56,661→ 338,164 total(indirect: By SERP)
Other
Common Stock
2019-11-25$12.06/sh+4,765$57,476→ 342,929 total(indirect: By SERP)
Award
Common Stock
2020-01-29+9,009→ 9,009 total(indirect: By Stock Award X)

Holdings

Common Stock
(indirect: By Stock Award V)
2,000
Common Stock
(indirect: By ESOP)
190,049
Common Stock
(indirect: By Stock Award VI)
6,000
Common Stock
(indirect: By 401(k))
62,092
Common Stock
(indirect: By Stock Award VII)
9,000
Common Stock
715,846
Common Stock
(indirect: By Custodian For Grandson)
5,318
Common Stock
(indirect: By Stock Award IX)
7,500
Common Stock
(indirect: By Stock Award VIII)
6,000

Footnotes (9)

[F1]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
[F2]9,009 shares granted under Stock Award X on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.
[F3]On December 13, 2019, a minimum required distribution was made by the 401(k) plan.
[F4]On December 13, 2019, a minimum required distribution was made by the ESOP.
[F5]7,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.
[F6]The remaining 2,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on May 1, 2020.
[F7]The remaining 6,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2020.
[F8]The remaining 9,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on April 1, 2020.
[F9]The remaining 6,000 shares, granted under Stock Award VIII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on February 15, 2020.

Documents

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