FICALORA JOSEPH R 5
5 · NEW YORK COMMUNITY BANCORP INC · Filed Feb 14, 2020
Insider Transaction Report
Form 5
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
- Other
Common Stock
2019-12-31$11.69/sh+593$6,929→ 687,724 total(indirect: By ESOP)
Holdings
- 3,735,018
Common Stock
- 713,809(indirect: By 401(k))
Common Stock
- 300,863(indirect: By Foundation)
Common Stock
- 1,158,222(indirect: By SERP)
Common Stock
- 46,511(indirect: By Stock Award IX)
Common Stock
- 105,738(indirect: By Stock Award X)
Common Stock
- 150,970(indirect: By Stock Award XI)
Common Stock
- 105,342(indirect: By Stock Award XII)
Common Stock
- 61,296(indirect: By Stock Award XIII)
Common Stock
Footnotes (7)
- [F1]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- [F2]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F3]The remaining 46,511 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2020.
- [F4]The remaining 105,738 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
- [F5]The remaining 150,970 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 29, 2020.
- [F6]The remaining 105,342 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 26, 2020.
- [F7]As authorized under a plan approved by the Compensation Committee of the Board of Directors in April 2019, 61,296 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.