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CARPENTER JAMES J 5

Accession 0001225208-20-002261

CIK 0000910073other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 9:29 AM ET

Size

12.5 KB

Accession

0001225208-20-002261

Insider Transaction Report

Form 5
Period: 2019-12-31
NEW YORK COMMUNITY BANCORP INCNYCB
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
  • Other

    Common Stock

    2019-12-31$11.69/sh+593$6,929→ 43,675 total(indirect: By ESOP)
Holdings

  • Common Stock

    465,755

  • Common Stock

    (indirect: By 401(k))
    16,168

  • Common Stock

    (indirect: By IRA)
    16,166

  • Common Stock

    (indirect: By Stock Award IX)
    11,926

  • Common Stock

    (indirect: By Stock Award X)
    27,724

  • Common Stock

    (indirect: By Stock Award XI)
    41,840

  • Common Stock

    (indirect: By Stock Award XII)
    29,195

  • Common Stock

    (indirect: By Stock Award XIII)
    16,965
Footnotes (8)
  • [F1]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
  • [F2]This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.
  • [F3]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  • [F4]The remaining 11,926 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2020.
  • [F5]The remaining 27,724 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
  • [F6]The remaining 41,840 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 29, 2020.
  • [F7]The remaining 29,195 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 26, 2020.
  • [F8]As authorized under a plan approved by the Compensation Committee of the Board of Directors in April 2019, 16,965 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

→
Entity typeother

Related Parties

1
  • filerCIK 0001316829

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:29 AM ET
Size
12.5 KB
View on SEC.gov