4//SEC Filing
ROGERS DAWN 4
Accession 0001225208-20-003802
CIK 0000078003other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 7:28 PM ET
Size
17.9 KB
Accession
0001225208-20-003802
Insider Transaction Report
Form 4
PFIZER INCPFE
ROGERS DAWN
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-02-26$34.59/sh+15,097$522,205→ 24,995 total - Tax Payment
Common Stock
2020-02-26$34.72/sh−1,250$43,400→ 23,745 total - Tax Payment
Common Stock
2020-02-26$36.80/sh−11,524$424,083→ 12,221 total - Award
Phantom Stock Units
2020-02-26+2,374→ 11,192 total→ Common Stock (2,374 underlying) - Exercise/Conversion
Stock Appreciation Rights
2020-02-26−15,097→ 0 totalExercise: $34.59From: 2020-02-26Exp: 2020-02-26→ Common Stock (15,097 underlying) - Award
Stock Appreciation Rights
2020-02-27+68,999→ 68,999 totalExercise: $34.10From: 2025-02-27Exp: 2025-02-27→ Common Stock (68,999 underlying) - Award
Stock Appreciation Rights
2020-02-27+59,117→ 59,117 totalExercise: $34.10From: 2027-02-27Exp: 2027-02-27→ Common Stock (59,117 underlying)
Holdings
- 9,032(indirect: By Rule 16b-3 Plan)
Common Stock
Footnotes (9)
- [F1]The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
- [F2]The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
- [F3]The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
- [F4]Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
- [F5]Each unit represents one phantom share of common stock.
- [F6]The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon) which have been deferred into the Pfizer Inc. Deferred Compensation Plan.
- [F7]The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
- [F8]The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
- [F9]The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.
Documents
Issuer
PFIZER INC
CIK 0000078003
Entity typeother
Related Parties
1- filerCIK 0001742308
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 7:28 PM ET
- Size
- 17.9 KB