ROGERS DAWN 4
4 · PFIZER INC · Filed Mar 3, 2020
Insider Transaction Report
Form 4
PFIZER INCPFE
ROGERS DAWN
Executive Vice President
Transactions
- Tax Payment
Common Stock
2020-02-28$33.42/sh−3,014$100,728→ 27,031 total - Exercise/Conversion
Stock Appreciation Rights
2020-02-28−17,824→ 0 totalExercise: $27.37From: 2020-02-28Exp: 2020-02-28→ Common Stock (17,824 underlying) - Exercise/Conversion
Common Stock
2020-02-28$27.37/sh+17,824$487,843→ 30,045 total - Tax Payment
Common Stock
2020-02-28$36.45/sh−9,208$335,632→ 17,823 total
Holdings
- 9,115(indirect: By Rule 16b-3 Plan)
Common Stock
Footnotes (4)
- [F1]The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
- [F2]The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
- [F3]The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
- [F4]Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.