4//SEC Filing
FICALORA JOSEPH R 4
Accession 0001225208-20-005351
CIK 0000910073other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:34 PM ET
Size
17.0 KB
Accession
0001225208-20-005351
Insider Transaction Report
Form 4
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2020-03-16$10.03/sh−25,890$259,677→ 3,761,997 total - Other
Common Stock
2020-02-24$11.50/sh+10,547$121,342→ 724,356 total(indirect: By 401(k)) - Other
Common Stock
2020-02-25$11.35/sh+10,299$116,907→ 698,024 total(indirect: By ESOP) - Other
Common Stock
2020-02-24$11.50/sh+17,125$196,893→ 1,175,347 total(indirect: By SERP) - Award
Common Stock
2020-03-17+63,177→ 63,177 total(indirect: By Stock Award XIV)
Holdings
- 52,869(indirect: By Stock Award X)
Common Stock
- 150,970(indirect: By Stock Award XI)
Common Stock
- 105,342(indirect: By Stock Award XII)
Common Stock
- 61,296(indirect: By Stock Award XIII)
Common Stock
- 300,863(indirect: By Foundation)
Common Stock
- 46,511(indirect: By Stock Award IX)
Common Stock
Footnotes (9)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F3]This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.
- [F4]63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.
- [F5]The remaining 46,511 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2020.
- [F6]The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021.
- [F7]The remaining 150,970 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 29, 2020.
- [F8]The remaining 105,342 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 26, 2020.
- [F9]As authorized under a plan approved by the Compensation Committee of the Board of Directors in April 2019, 61,296 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.
Documents
Issuer
NEW YORK COMMUNITY BANCORP INC
CIK 0000910073
Entity typeother
Related Parties
1- filerCIK 0001215089
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:34 PM ET
- Size
- 17.0 KB