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4//SEC Filing

FICALORA JOSEPH R 4

Accession 0001225208-20-005663

CIK 0000910073other
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 3:15 PM ET

Size

13.8 KB

Accession

0001225208-20-005663

Insider Transaction Report

Form 4
Period: 2020-03-26
NEW YORK COMMUNITY BANCORP INCNYCB
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
  • Tax Payment

    Common Stock

    2020-03-29$9.50/sh−24,644$234,118→ 3,847,627 total
  • Tax Payment

    Common Stock

    2020-03-26$10.15/sh−12,897$130,905→ 3,821,947 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    698,024

  • Common Stock

    (indirect: By SERP)
    1,175,347

  • Common Stock

    (indirect: By Stock Award XII)
    79,006

  • Common Stock

    (indirect: By 401(k))
    724,356

  • Common Stock

    (indirect: By Stock Award XIV)
    63,177

  • Common Stock

    (indirect: By Foundation)
    300,863

  • Common Stock

    (indirect: By Stock Award X)
    52,869

  • Common Stock

    (indirect: By Stock Award XI)
    100,646

  • Common Stock

    (indirect: By Stock Award XIII)
    61,296
Footnotes (6)
  • [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
  • [F2]The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021.
  • [F3]The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021.
  • [F4]The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021.
  • [F5]As authorized under a plan approved by the Compensation Committee of the Board of Directors in April 2019, 61,296 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.
  • [F6]63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

→
Entity typeother

Related Parties

1
  • filerCIK 0001215089

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 3:15 PM ET
Size
13.8 KB
View on SEC.gov