KIMBROUGH HARDIE B. JR 4
4 · REGIONS FINANCIAL CORP · Filed Apr 7, 2020
Insider Transaction Report
Form 4
KIMBROUGH HARDIE B. JR
Controller
Transactions
- Exercise/Conversion
Common Stock
2020-04-03+5,153→ 6,758.652 total - Exercise/Conversion
Performance Stock Units - 2017
2020-04-03−4,520→ 0 total→ Common Stock (5,152.8 underlying) - Exercise/Conversion
Common Stock
2020-04-03+4,520→ 11,278.652 total - Exercise/Conversion
Restricted Stock Units
2020-04-03−4,520→ 14,353 totalExercise: $0.00→ Common Stock (4,520 underlying)
Holdings
- 7,921.48(indirect: Indirect - By 401 (k) Supplemental Plan)
Common Stock (phantom stock)
- 13,872.362(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.
- [F2]The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.
- [F3]Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.