FICALORA JOSEPH R 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Apr 30, 2020
Insider Transaction Report
Form 4
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2020-04-29$11.13/sh−10,006$111,367→ 3,858,053 total
Holdings
- 724,356(indirect: By 401(k))
Common Stock
- 52,869(indirect: By Stock Award X)
Common Stock
- 63,177(indirect: By Stock Award XIV)
Common Stock
- 698,024(indirect: By ESOP)
Common Stock
- 300,863(indirect: By Foundation)
Common Stock
- 1,175,347(indirect: By SERP)
Common Stock
- 100,646(indirect: By Stock Award XI)
Common Stock
- 79,006(indirect: By Stock Award XII)
Common Stock
- 40,864(indirect: By Stock Award XIII)
Common Stock
Footnotes (6)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021.
- [F3]The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021.
- [F4]The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021.
- [F5]The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021.
- [F6]63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.