Koebler Ellen 4
4 · TRUIST FINANCIAL CORP · Filed May 18, 2020
Insider Transaction Report
Form 4
Koebler Ellen
Deputy Chief Risk Officer
Transactions
- Sale
Common Stock
2020-05-14$31.97/sh−10,000$319,700→ 16,859 total
Holdings
- 2,829.851
Restricted Stock Unit
From: 2020-02-14Exp: 2020-02-14→ Common Stock (2,829.851 underlying) - 9,888.332
Restricted Stock Units
From: 2021-02-08Exp: 2021-02-08→ Common Stock (9,888.332 underlying) - 5,808.058
Restricted Stock Units
From: 2020-11-14Exp: 2020-11-14→ Common Stock (5,808.058 underlying) - 17,013.421
Restricted Stock Unit
From: 2021-02-13Exp: 2021-02-13→ Common Stock (17,013.421 underlying) - 1,837.789
Restricted Stock Units
From: 2021-02-13Exp: 2021-02-13→ Common Stock (1,837.789 underlying) - 9,888.332
Restricted Stock Units
From: 2022-02-08Exp: 2022-02-08→ Common Stock (9,888.332 underlying) - 48,664.561
Restricted Stock Units
From: 2022-10-01Exp: 2022-10-01→ Common Stock (48,664.561 underlying) - 5,806.039
Restricted Stock Units
From: 2021-11-14Exp: 2021-11-14→ Common Stock (5,806.039 underlying)
Footnotes (3)
- [F1]Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.
- [F2]Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
- [F3]Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.