4//SEC Filing
BIRD JEFFREY W 4
Accession 0001225208-20-009041
CIK 0001269021other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 5:01 PM ET
Size
10.5 KB
Accession
0001225208-20-009041
Insider Transaction Report
Form 4
BIRD JEFFREY W
Director
Transactions
- Award
Common Stock
2020-06-12+7,281→ 20,475 total - Award
Stock Option (Right to Buy)
2020-06-12+11,377→ 11,377 totalExercise: $17.94Exp: 2030-06-12→ Common Stock (11,377 underlying)
Holdings
- 458,569(indirect: By Trust)
Common Stock
- 45,402(indirect: By Partnership)
Common Stock
- 10,007(indirect: By Ltd Liability Company (SHM))
Common Stock
Footnotes (6)
- [F1]Grant of Restricted Stock Units ("RSU") in consideration of services rendered. The RSUs will vest fully on March 1, 2021, subject to the reporting person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan) as of such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- [F2]The reporting person shares pecuniary interest in these shares with other parties pursuant to contractual relationships. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- [F3]Shares held by Sutter Hill Management Company, L.L.C. ("SHM"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F4]Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership of these shares except as to the reporting person's pecuniary interest therein.
- [F5]Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- [F6]The option shares shall vest as follows: 1/12th of the shares subject to the option shall vest on the first of each month after the grant date, subject to the reporting person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan) as of each such date.
Documents
Issuer
PORTOLA PHARMACEUTICALS INC
CIK 0001269021
Entity typeother
Related Parties
1- filerCIK 0001250409
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 5:01 PM ET
- Size
- 10.5 KB