4//SEC Filing
WHITE JAMES N 4
Accession 0001225208-20-011749
CIK 0001640147other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 5:33 PM ET
Size
71.1 KB
Accession
0001225208-20-011749
Insider Transaction Report
Form 4
Snowflake Inc.SNOW
WHITE JAMES N
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-09-18+69,370→ 27,309,222 total(indirect: By Partnership)→ Class A Common Stock (69,370 underlying) - Conversion
Series C Preferred Stock
2020-09-18−7,464,467→ 0 total(indirect: By Partnership)→ Class B Common Stock (7,464,467 underlying) - Conversion
Series D Preferred Stock
2020-09-18−2,170,228→ 0 total(indirect: By Partnership)→ Class B Common Stock (2,170,228 underlying) - Conversion
Class B Common Stock
2020-09-18+179,022→ 1,075,772 total(indirect: By Trust)→ Class A Common Stock (179,022 underlying) - Conversion
Class B Common Stock
2020-09-18+42,618→ 1,118,390 total(indirect: By Trust)→ Class A Common Stock (42,618 underlying) - Conversion
Class B Common Stock
2020-09-18+344→ 1,143,066 total(indirect: By Trust)→ Class A Common Stock (344 underlying) - Conversion
Class B Common Stock
2020-09-18+43,600→ 43,600 total→ Class A Common Stock (43,600 underlying) - Conversion
Series C Preferred Stock
2020-09-18−43,600→ 0 total→ Class B Common Stock (43,600 underlying) - Conversion
Class B Common Stock
2020-09-18+7,822,231→ 7,866,483 total(indirect: By Partnership)→ Class A Common Stock (7,822,231 underlying) - Conversion
Class B Common Stock
2020-09-18+7,464,467→ 15,330,950 total(indirect: By Partnership)→ Class A Common Stock (7,464,467 underlying) - Conversion
Class B Common Stock
2020-09-18+4,163,543→ 19,494,493 total(indirect: By Partnership)→ Class A Common Stock (4,163,543 underlying) - Conversion
Class B Common Stock
2020-09-18+2,121,351→ 26,512,667 total(indirect: By Partnership)→ Class A Common Stock (2,121,351 underlying) - Conversion
Series A Preferred Stock
2020-09-18−7,822,231→ 0 total(indirect: By Partnership)→ Class B Common Stock (7,822,231 underlying) - Conversion
Series B Preferred Stock
2020-09-18−4,163,543→ 0 total(indirect: By Partnership)→ Class B Common Stock (4,163,543 underlying) - Conversion
Class B Common Stock
2020-09-18+13,548→ 1,131,938 total(indirect: By Trust)→ Class A Common Stock (13,548 underlying) - Conversion
Series A Preferred Stock
2020-09-18−279,200→ 0 total(indirect: By Trust)→ Class B Common Stock (279,200 underlying) - Conversion
Series B Preferred Stock
2020-09-18−179,022→ 0 total(indirect: By Trust)→ Class B Common Stock (179,022 underlying) - Conversion
Series G-1 Preferred Stock
2020-09-18−42,618→ 0 total(indirect: By Trust)→ Class B Common Stock (42,618 underlying) - Conversion
Class B Common Stock
2020-09-18+2,726,595→ 22,221,088 total(indirect: By Partnership)→ Class A Common Stock (2,726,595 underlying) - Conversion
Class B Common Stock
2020-09-18+2,170,228→ 24,391,316 total(indirect: By Partnership)→ Class A Common Stock (2,170,228 underlying) - Conversion
Class B Common Stock
2020-09-18+279,200→ 896,750 total(indirect: By Trust)→ Class A Common Stock (279,200 underlying) - Conversion
Series E Preferred Stock
2020-09-18−344→ 0 total(indirect: By Trust)→ Class B Common Stock (344 underlying) - Conversion
Class B Common Stock
2020-09-18+727,185→ 27,239,852 total(indirect: By Partnership)→ Class A Common Stock (727,185 underlying) - Conversion
Class B Common Stock
2020-09-18+10,784→ 1,142,722 total(indirect: By Trust)→ Class A Common Stock (10,784 underlying) - Conversion
Series D Preferred Stock
2020-09-18−10,784→ 0 total(indirect: By Trust)→ Class B Common Stock (10,784 underlying) - Conversion
Class B Common Stock
2020-09-18+42,822→ 42,822 total(indirect: By Trust)→ Class A Common Stock (42,822 underlying) - Conversion
Series D Preferred Stock
2020-09-18−42,822→ 0 total(indirect: By Trust)→ Class B Common Stock (42,822 underlying) - Conversion
Class B Common Stock
2020-09-18+617,330→ 617,550 total(indirect: By Trust)→ Class A Common Stock (617,330 underlying) - Conversion
Series C Preferred Stock
2020-09-18−617,330→ 0 total(indirect: By Trust)→ Class B Common Stock (617,330 underlying) - Conversion
Series F Preferred Stock
2020-09-18−13,548→ 0 total(indirect: By Trust)→ Class B Common Stock (13,548 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
- [F3]Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
- [F4]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F5]Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- [F6]Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Documents
Issuer
Snowflake Inc.
CIK 0001640147
Entity typeother
Related Parties
1- filerCIK 0001201720
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 5:33 PM ET
- Size
- 71.1 KB