4//SEC Filing
WHITE JAMES N 4
Accession 0001225208-20-011750
CIK 0001640147other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 5:33 PM ET
Size
71.7 KB
Accession
0001225208-20-011750
Insider Transaction Report
Form 4
Snowflake Inc.SNOW
WHITE JAMES N
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2020-09-18−44,028→ 0 total(indirect: By Children)→ Class B Common Stock (44,028 underlying) - Conversion
Class B Common Stock
2020-09-18+44,028→ 44,028 total(indirect: By Children)→ Class A Common Stock (44,028 underlying) - Conversion
Class B Common Stock
2020-09-18+34,794→ 78,822 total(indirect: By Irrevocable Tr (WCT II))→ Class A Common Stock (34,794 underlying) - Conversion
Class B Common Stock
2020-09-18+225,934→ 480,762 total(indirect: By Partnership)→ Class A Common Stock (225,934 underlying) - Conversion
Class B Common Stock
2020-09-18+6,146→ 825,353 total(indirect: By Partnership)→ Class A Common Stock (6,146 underlying) - Conversion
Series B Preferred Stock
2020-09-18−51,800→ 0 total(indirect: By Partnership)→ Class B Common Stock (51,800 underlying) - Conversion
Series D Preferred Stock
2020-09-18−117,052→ 0 total(indirect: By Partnership)→ Class B Common Stock (117,052 underlying) - Conversion
Series B Preferred Stock
2020-09-18−21,178→ 0 total(indirect: By Irrevocable Tr (WCT II))→ Class B Common Stock (21,178 underlying) - Conversion
Class B Common Stock
2020-09-18+117,052→ 741,614 total(indirect: By Partnership)→ Class A Common Stock (117,052 underlying) - Conversion
Class B Common Stock
2020-09-18+51,800→ 793,414 total(indirect: By Partnership)→ Class A Common Stock (51,800 underlying) - Conversion
Series E Preferred Stock
2020-09-18−6,146→ 0 total(indirect: By Partnership)→ Class B Common Stock (6,146 underlying) - Conversion
Series G-1 Preferred Stock
2020-09-18−25,793→ 0 total(indirect: By Partnership)→ Class B Common Stock (25,793 underlying) - Conversion
Series F Preferred Stock
2020-09-18−2,726,595→ 0 total(indirect: By Partnership)→ Class B Common Stock (2,726,595 underlying) - Conversion
Series Seed Preferred Stock
2020-09-18−2,121,351→ 0 total(indirect: By Partnership)→ Class B Common Stock (2,121,351 underlying) - Conversion
Class B Common Stock
2020-09-18+34,795→ 78,823 total(indirect: By Children)→ Class A Common Stock (34,795 underlying) - Conversion
Series Seed Preferred Stock
2020-09-18−34,794→ 0 total(indirect: By Irrevocable Tr (WCT II))→ Class B Common Stock (34,794 underlying) - Conversion
Class B Common Stock
2020-09-18+14,300→ 14,300 total(indirect: By Trust)→ Class A Common Stock (14,300 underlying) - Conversion
Class B Common Stock
2020-09-18+254,828→ 254,828 total(indirect: By Partnership)→ Class A Common Stock (254,828 underlying) - Conversion
Class B Common Stock
2020-09-18+143,800→ 624,562 total(indirect: By Partnership)→ Class A Common Stock (143,800 underlying) - Conversion
Class B Common Stock
2020-09-18+25,793→ 819,207 total(indirect: By Partnership)→ Class A Common Stock (25,793 underlying) - Conversion
Series A Preferred Stock
2020-09-18−143,800→ 0 total(indirect: By Partnership)→ Class B Common Stock (143,800 underlying) - Conversion
Series C Preferred Stock
2020-09-18−225,934→ 0 total(indirect: By Partnership)→ Class B Common Stock (225,934 underlying) - Conversion
Series F Preferred Stock
2020-09-18−254,828→ 0 total(indirect: By Partnership)→ Class B Common Stock (254,828 underlying) - Conversion
Series E Preferred Stock
2020-09-18−69,370→ 0 total(indirect: By Partnership)→ Class B Common Stock (69,370 underlying) - Conversion
Series G-1 Preferred Stock
2020-09-18−727,185→ 0 total(indirect: By Partnership)→ Class B Common Stock (727,185 underlying) - Conversion
Class B Common Stock
2020-09-18+21,177→ 100,000 total(indirect: By Children)→ Class A Common Stock (21,177 underlying) - Conversion
Series D Preferred Stock
2020-09-18−14,300→ 0 total(indirect: By Trust)→ Class B Common Stock (14,300 underlying) - Conversion
Class B Common Stock
2020-09-18+44,028→ 44,028 total(indirect: By Irrevocable Tr (WCT II))→ Class A Common Stock (44,028 underlying) - Conversion
Class B Common Stock
2020-09-18+21,178→ 100,000 total(indirect: By Irrevocable Tr (WCT II))→ Class A Common Stock (21,178 underlying) - Conversion
Series A Preferred Stock
2020-09-18−44,028→ 0 total(indirect: By Irrevocable Tr (WCT II))→ Class B Common Stock (44,028 underlying)
Footnotes (7)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
- [F3]Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F4]Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
- [F5]Shares held by a trust for the benefit of the reporting person of which the reporting person is the sole trustee.
- [F6]Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F7]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Documents
Issuer
Snowflake Inc.
CIK 0001640147
Entity typeother
Related Parties
1- filerCIK 0001201720
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 5:33 PM ET
- Size
- 71.7 KB