Pullara Samuel J III 4
4 · Snowflake Inc. · Filed Sep 22, 2020
Insider Transaction Report
Form 4
Snowflake Inc.SNOW
Pullara Samuel J III
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-09-18+4,163,543→ 19,494,493 total(indirect: By Partnership)→ Class A Common Stock (4,163,543 underlying) - Conversion
Class B Common Stock
2020-09-18+2,121,351→ 26,512,667 total(indirect: By Partnership)→ Class A Common Stock (2,121,351 underlying) - Conversion
Class B Common Stock
2020-09-18+727,185→ 27,239,852 total(indirect: By Partnership)→ Class A Common Stock (727,185 underlying) - Conversion
Series B Preferred Stock
2020-09-18−4,163,543→ 0 total(indirect: By Partnership)→ Class B Common Stock (4,163,543 underlying) - Conversion
Class B Common Stock
2020-09-18+361,676→ 362,290 total(indirect: By Trust)→ Class A Common Stock (361,676 underlying) - Conversion
Class B Common Stock
2020-09-18+116,250→ 659,154 total(indirect: By Trust)→ Class A Common Stock (116,250 underlying) - Conversion
Class B Common Stock
2020-09-18+46,648→ 893,766 total(indirect: By Trust)→ Class A Common Stock (46,648 underlying) - Conversion
Class B Common Stock
2020-09-18+30,030→ 923,796 total(indirect: By Trust)→ Class A Common Stock (30,030 underlying) - Conversion
Class B Common Stock
2020-09-18+2,854→ 926,650 total(indirect: By Trust)→ Class A Common Stock (2,854 underlying) - Conversion
Class B Common Stock
2020-09-18+7,822,231→ 7,866,483 total(indirect: By Partnership)→ Class A Common Stock (7,822,231 underlying) - Conversion
Class B Common Stock
2020-09-18+2,726,595→ 22,221,088 total(indirect: By Partnership)→ Class A Common Stock (2,726,595 underlying) - Conversion
Series E Preferred Stock
2020-09-18−69,370→ 0 total(indirect: By Partnership)→ Class B Common Stock (69,370 underlying) - Conversion
Series D Preferred Stock
2020-09-18−2,170,228→ 0 total(indirect: By Partnership)→ Class B Common Stock (2,170,228 underlying) - Conversion
Class B Common Stock
2020-09-18+180,614→ 542,904 total(indirect: By Trust)→ Class A Common Stock (180,614 underlying) - Conversion
Class B Common Stock
2020-09-18+104,002→ 763,156 total(indirect: By Trust)→ Class A Common Stock (104,002 underlying) - Conversion
Class B Common Stock
2020-09-18+83,962→ 847,118 total(indirect: By Trust)→ Class A Common Stock (83,962 underlying) - Conversion
Series A Preferred Stock
2020-09-18−180,614→ 0 total(indirect: By Trust)→ Class B Common Stock (180,614 underlying) - Conversion
Series Seed Preferred Stock
2020-09-18−46,648→ 0 total(indirect: By Trust)→ Class B Common Stock (46,648 underlying) - Conversion
Class B Common Stock
2020-09-18+7,464,467→ 15,330,950 total(indirect: By Partnership)→ Class A Common Stock (7,464,467 underlying) - Conversion
Class B Common Stock
2020-09-18+2,170,228→ 24,391,316 total(indirect: By Partnership)→ Class A Common Stock (2,170,228 underlying) - Conversion
Series G-1 Preferred Stock
2020-09-18−30,030→ 0 total(indirect: By Trust)→ Class B Common Stock (30,030 underlying) - Conversion
Class B Common Stock
2020-09-18+69,370→ 27,309,222 total(indirect: By Partnership)→ Class A Common Stock (69,370 underlying) - Conversion
Series A Preferred Stock
2020-09-18−7,822,231→ 0 total(indirect: By Partnership)→ Class B Common Stock (7,822,231 underlying) - Conversion
Series C Preferred Stock
2020-09-18−7,464,467→ 0 total(indirect: By Partnership)→ Class B Common Stock (7,464,467 underlying) - Conversion
Series F Preferred Stock
2020-09-18−2,726,595→ 0 total(indirect: By Partnership)→ Class B Common Stock (2,726,595 underlying) - Conversion
Series B Preferred Stock
2020-09-18−104,002→ 0 total(indirect: By Trust)→ Class B Common Stock (104,002 underlying) - Conversion
Series C Preferred Stock
2020-09-18−361,676→ 0 total(indirect: By Trust)→ Class B Common Stock (361,676 underlying) - Conversion
Series D Preferred Stock
2020-09-18−83,962→ 0 total(indirect: By Trust)→ Class B Common Stock (83,962 underlying) - Conversion
Series E Preferred Stock
2020-09-18−2,854→ 0 total(indirect: By Trust)→ Class B Common Stock (2,854 underlying) - Conversion
Series F Preferred Stock
2020-09-18−116,250→ 0 total(indirect: By Trust)→ Class B Common Stock (116,250 underlying)
Footnotes (5)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
- [F3]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F4]Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
- [F5]Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.