Ricketts Todd M 4
4 · SCHWAB CHARLES CORP · Filed Oct 8, 2020
Insider Transaction Report
Form 4
Ricketts Todd M
Director
Transactions
- Award
Common Stock
2020-10-06+7,867→ 7,867 total(indirect: By Spouse) - Award
Common Stock
2020-10-06+295,320→ 295,320 total(indirect: By Trust) - Award
Common Stock
2020-10-06+203,801→ 203,801 total
Footnotes (1)
- [F1]Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below)