Giles Nicole 4

4 · JPMORGAN CHASE & CO · Filed Oct 26, 2020

Form 4

Period: 2020-10-25

Corporate Controller

Transactions

Tax Payment
Common Stock
2020-10-25$103.69/sh−2,365$245,227→ 9,999 total
Exercise/Conversion
Common Stock
2020-10-25+1,857→ 12,364 total
Sale
Common Stock
2020-10-26$100.98/sh−2,281$230,327→ 7,718 total
Exercise/Conversion
Restricted Stock Units
2020-10-25−2,790→ 2,791 total
Exp: 2021-10-25→ Common Stock (2,790 underlying)
Exercise/Conversion
Common Stock
2020-10-25+2,790→ 10,507 total
Exercise/Conversion
Restricted Stock Units
2020-10-25−1,857→ 0 total
Exp: 2020-10-25→ Common Stock (1,857 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
[F2]Sale pursuant to 10b5-1 Plan dated July 21, 2020.
[F3]Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date.
[F4]Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date.

Documents

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