4//SEC Filing
Spillane Richard A Jr. 4
Accession 0001225208-20-013583
CIK 0000350797other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 2:34 PM ET
Size
16.6 KB
Accession
0001225208-20-013583
Insider Transaction Report
Form 4
Spillane Richard A Jr.
Director
Transactions
- Award
Phantom Stock
2020-11-13+19→ 3,042 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (19 underlying) - Award
Deferred Stock
2020-11-13+40→ 8,765 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (40 underlying)
Holdings
- 6,420
Option (right to buy)
Exercise: $24.46From: 2011-11-01Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,420 underlying) - 5,737
Option (right to buy)
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying) - 5,680
Option (right to buy)
Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying) - 11,777
Option (right to buy)
Exercise: $34.84From: 2016-11-01Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (11,777 underlying) - 4,045
Option (right to buy)
Exercise: $41.90From: 2013-11-01Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,045 underlying) - 9,324
Eaton Vance Corp. Non-voting Common Stock
- 7,451
Option (right to buy)
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)
Footnotes (6)
- [F1]Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
- [F2]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F3]Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
- [F4]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
- [F5]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F6]The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001462656
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 2:34 PM ET
- Size
- 16.6 KB