JULIEN JEFFREY P 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 1, 2020
Insider Transaction Report
Form 4
JULIEN JEFFREY P
Senior Vice President - Financ
Transactions
- Exercise/Conversion
Common Stock
2020-11-30+1,000→ 47,092 total - Exercise/Conversion
Restricted Stock Units
2020-11-30−1,000→ 1,000 totalExp: 2021-11-30→ Common Stock (1,000 underlying) - Exercise/Conversion
Restricted Stock Units
2020-11-30−3,000→ 2,000 totalExp: 2022-11-30→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2020-11-30+3,000→ 46,092 total
Holdings
- 937(indirect: By Spouse)
Common Stock
- 6,060(indirect: By Spouse)
Common Stock
- 206(indirect: ESOP)
Common Stock
Footnotes (5)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 26, 2020.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 26, 2020.
- [F4]RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021.
- [F5]RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022.