Allison Paul D 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 4, 2020
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Award
Common Stock
2020-12-02+1,568→ 18,799 total - Award
Restricted Stock Units
2020-12-03+5,000→ 5,000 totalFrom: 2023-09-30Exp: 2023-09-30→ Common Stock (5,000 underlying)
Holdings
- 23,950(indirect: Rose Allison Holdings Inc.)
Common Stock
Footnotes (3)
- [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017.
- [F2]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.