Home/Filings/4/0001225208-20-014283
4//SEC Filing

Langstraat Brian D. 4

Accession 0001225208-20-014283

CIK 0000350797other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 11:27 AM ET

Size

20.3 KB

Accession

0001225208-20-014283

Insider Transaction Report

Form 4
Period: 2020-12-02
Transactions
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2020-12-0230,375192,339 total
Holdings
  • Option (right to buy)

    Exercise: $46.15Exp: 2029-11-01Eaton Vance Corp. Non-voting Common Stock (308,465 underlying)
    308,465
  • Voting Trust Receipt

    27,854
  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03Eaton Vance Corp. Non-voting Common Stock (54,500 underlying)
    54,500
  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02Eaton Vance Corp. Non-voting Common Stock (149,020 underlying)
    149,020
  • Option (right to buy)

    Exercise: $45.50Exp: 2028-11-01Eaton Vance Corp. Non-voting Common Stock (171,759 underlying)
    171,759
  • Option (right to buy)

    Exercise: $50.67Exp: 2027-11-01Eaton Vance Corp. Non-voting Common Stock (131,320 underlying)
    131,320
  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    27,854
  • Option (right to buy)

    Exercise: $24.46Exp: 2021-11-01Eaton Vance Corp. Non-voting Common Stock (20,799 underlying)
    20,799
  • Option (right to buy)

    Exercise: $28.23Exp: 2022-11-01Eaton Vance Corp. Non-voting Common Stock (16,475 underlying)
    16,475
  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01Eaton Vance Corp. Non-voting Common Stock (190,960 underlying)
    190,960
  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01Eaton Vance Corp. Non-voting Common Stock (16,620 underlying)
    16,620
  • Restricted Stock Unit

    Exercise: $0.00Eaton Vance Corp. Non-voting Common Stock (81,086 underlying)
    81,086
Footnotes (12)
  • [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F10]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F11]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
  • [F12]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
  • [F2]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F3]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F4]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F6]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F7]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F8]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F9]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

Entity typeother

Related Parties

1
  • filerCIK 0001613817

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 11:27 AM ET
Size
20.3 KB