RAYMOND JAMES FINANCIAL INC·4

Dec 16, 9:41 AM ET

JULIEN JEFFREY P 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 16, 2020

Insider Transaction Report

Form 4
Period: 2020-12-15
JULIEN JEFFREY P
Senior Vice President - Financ
Transactions
  • Award

    Restricted Stock Units

    2020-12-15+1,0111,011 total
    From: 2023-12-15Exp: 2023-12-15Common Stock (1,011 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-152,3080 total
    From: 2020-12-15Exp: 2020-12-15Common Stock (2,308 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-15+2,30852,285 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    937
  • Common Stock

    (indirect: By Spouse)
    6,060
  • Common Stock

    (indirect: ESOP)
    207
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through December 8, 2020.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2020.
  • [F4]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary