4//SEC Filing
Allison Paul D 4
Accession 0001225208-20-014801
CIK 0000720005other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 2:20 PM ET
Size
10.1 KB
Accession
0001225208-20-014801
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Award
Restricted Stock Units
2020-12-15+1,241→ 1,241 totalFrom: 2023-12-15Exp: 2023-12-15→ Common Stock (1,241 underlying) - Exercise/Conversion
Restricted Stock Units
2020-12-15−1,255→ 0 totalFrom: 2020-12-15Exp: 2020-12-15→ Common Stock (1,255 underlying) - Exercise/Conversion
Common Stock
2020-12-15+1,255→ 20,054 total
Holdings
- 23,950(indirect: Rose Allison Holdings Inc.)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001453440
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 2:20 PM ET
- Size
- 10.1 KB