Allison Paul D 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 17, 2020
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Award
Restricted Stock Units
2020-12-15+1,241→ 1,241 totalFrom: 2023-12-15Exp: 2023-12-15→ Common Stock (1,241 underlying) - Exercise/Conversion
Restricted Stock Units
2020-12-15−1,255→ 0 totalFrom: 2020-12-15Exp: 2020-12-15→ Common Stock (1,255 underlying) - Exercise/Conversion
Common Stock
2020-12-15+1,255→ 20,054 total
Holdings
- 23,950(indirect: Rose Allison Holdings Inc.)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.