FAUST THOMAS E JR 4

Accession 0001225208-20-015069

CIK 0000350797other

View on SEC.gov Company Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 10:16 AM ET

Size

21.1 KB

Accession

0001225208-20-015069

Insider Transaction Report

Form 4

Period: 2020-12-24

EATON VANCE CORPEV

FAUST THOMAS E JR

DirectorCEO

Transactions

Gift
Eaton Vance Corp. Non-voting Common Stock
2020-12-24−75,000→ 3,194,122 total

Holdings

Voting Trust Receipt
74,277
Eaton Vance Corp. Non-voting Common Stock
(indirect: By Children)
6,200
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (310,602 underlying)
310,602
Option (right to buy)
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (331,065 underlying)
331,065
Option (right to buy)
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (233,440 underlying)
233,440
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (258,412 underlying)
258,412
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (446,700 underlying)
446,700
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (342,640 underlying)
342,640
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (358,340 underlying)
358,340
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (221,260 underlying)
221,260
Option (right to buy)
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (314,940 underlying)
314,940
Restricted Stock Unit
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (102,226.68 underlying)
102,226.68
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
74,277

Footnotes (12)

[F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F10]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F11]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
[F12]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
[F2]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F3]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F4]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F5]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F6]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F7]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F8]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F9]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

4
doc4.xmlPrimary

Issuer

EATON VANCE CORP

CIK 0000350797

→

Entity typeother

Related Parties

filerCIK 0001225367

Filing Metadata

Form type: 4
Filed: Dec 27, 7:00 PM ET
Accepted: Dec 28, 10:16 AM ET
Size: 21.1 KB

View on SEC.gov