4//SEC Filing
Appel David 4
Accession 0001225208-21-000372
CIK 0001783180other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:46 PM ET
Size
13.4 KB
Accession
0001225208-21-000372
Insider Transaction Report
Form 4
Appel David
President, Refrigeration
Transactions
- Exercise/Conversion
Common Stock
2021-01-02+17,718→ 35,435 total - Tax Payment
Common Stock
2021-01-02$37.03/sh−3,898$144,343→ 44,424 total - Exercise/Conversion
Common Stock
2021-01-02+12,887→ 48,322 total - Tax Payment
Common Stock
2021-01-02$37.03/sh−4,445$164,598→ 39,979 total - Exercise/Conversion
RSU P
2021-01-02−12,887→ 0 totalFrom: 2021-01-02→ Common Stock (12,887 underlying) - Exercise/Conversion
Restricted Stock Unit RSU
2021-01-02−17,718→ 0 totalFrom: 2021-01-02→ Common Stock (17,718 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
- [F2]The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer.
- [F3]The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.
Documents
Issuer
Carrier Global Corp
CIK 0001783180
Entity typeother
Related Parties
1- filerCIK 0001808516
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:46 PM ET
- Size
- 13.4 KB