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4//SEC Filing

Marius Frederick S 4

Accession 0001225208-21-000830

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 1:43 PM ET

Size

26.3 KB

Accession

0001225208-21-000830

Insider Transaction Report

Form 4
Period: 2021-01-14
EATON VANCE CORPEV
Marius Frederick S
Chief Legal Officer
Transactions
  • Exercise/Conversion

    Option (right to buy)

    2021-01-14−2,386→ 10,242 total
    Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (2,386 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2021-01-14−2,724→ 21,801 total
    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (2,724 underlying)
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-14$36.71/sh+2,724$99,998→ 43,215 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-14$36.76/sh+2,720$99,987→ 45,935 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-14$41.90/sh+2,386$99,973→ 48,321 total
  • Exercise/Conversion

    Option (right to buy)

    2021-01-14−3,542→ 5,126 total
    Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,542 underlying)
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-14$28.23/sh+3,542$99,980→ 40,491 total
  • Exercise/Conversion

    Option (right to buy)

    2021-01-14−2,720→ 25,882 total
    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (2,720 underlying)
Holdings

  • Option (right to buy)

    Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (30,018 underlying)
    30,018

  • Restricted Stock Unit

    Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (13,474.51 underlying)
    13,474.51

  • Voting Trust Receipt

    18,623

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (34,600 underlying)
    34,600

  • Option (right to buy)

    Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (28,831 underlying)
    28,831

  • Option (right to buy)

    Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,840 underlying)
    20,840
Footnotes (11)
  • [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F10]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
  • [F11]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
  • [F2]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F3]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F4]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F5]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F6]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F7]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F8]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F9]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001417861

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 1:43 PM ET
Size
26.3 KB
View on SEC.gov