Giles Nicole 4
4 · JPMORGAN CHASE & CO · Filed Jan 21, 2021
Insider Transaction Report
Form 4
Giles Nicole
Corporate Controller
Transactions
- Sale
Common Stock
2021-01-19$138.75/sh−3,154$437,624→ 9,687 total - Award
Restricted Stock Units
2021-01-19+14,362→ 14,362 totalExp: 2024-01-13→ Common Stock (14,362 underlying)
Footnotes (4)
- [F1]Sale pursuant to 10b5-1 Plan dated November 12, 2020.
- [F2]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- [F3]Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2021 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to the Reporting Person are also subject to additional Protection-based Vesting provisions under which awards may be cancelled.
- [F4]Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.