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4//SEC Filing

Cataldo Daniel C. 4

Accession 0001225208-21-001369

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 9:53 AM ET

Size

25.5 KB

Accession

0001225208-21-001369

Insider Transaction Report

Form 4
Period: 2021-01-29
EATON VANCE CORPEV
Cataldo Daniel C.
Chief Administrative Officer
Transactions
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-29$24.46/sh+3,791$92,726→ 185,567 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-29$28.23/sh+3,634$102,577→ 189,201 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2021-01-29$36.71/sh+3,503$128,595→ 192,704 total
  • Exercise/Conversion

    Option (right to buy)

    2021-01-29−3,791→ 2,017 total
    Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,791 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2021-01-29−3,503→ 5,416 total
    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (3,503 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2021-01-29−3,634→ 3,437 total
    Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,634 underlying)
Holdings

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (9,880 underlying)
    9,880

  • Restricted Stock Unit

    Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (8,540.99 underlying)
    8,540.99

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,040 underlying)
    4,040

  • Option (right to buy)

    Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,909 underlying)
    20,909

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,540 underlying)
    5,540

  • Option (right to buy)

    Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (18,101 underlying)
    18,101

  • Option (right to buy)

    Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,060 underlying)
    3,060
Footnotes (12)
  • [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F10]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F11]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
  • [F12]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
  • [F2]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F3]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F4]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F5]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F6]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F7]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F8]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F9]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001739700

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 9:53 AM ET
Size
25.5 KB
View on SEC.gov